SPEKTR AI
AI customized to meet your compliance needs, your way.
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Investment platform & brokers
Maintain market integrity and protect investors
Stay within the legal framework, safeguard your license, and prevent fines. Easily adhere to regulations like KYC and AML to boost your reputation.
Simplify risk management with customizable workflows, enabling quick data collection from clients or third-party sources, for swift alert escalation and compliance control.
Implement rule-based systems to detect breaches instantly and maintain regulatory standards. With real-time monitoring and resolution capabilities, promptly address issues to ensure continuous compliance.
Follow regulatory requirements for brokers worldwide. With the flexibility to accommodate diverse jurisdictional standards, we facilitate smooth operations across countries with varying regulatory landscapes.
AML
AML Monitoring
Keep investment transactions secure with ongoing AML compliance monitoring. Detect and prevent suspicious activities, verify business entities' identities, and maintain stringent regulatory standards for a trustworthy investment environment.
RISK MONITORING
Proactive Risk Mitigation
Stay ahead of potential risks in your investment processes with real-time monitoring and scheduled due diligence. Our platform ensures thorough evaluations of clients, vendors, and stakeholders, safeguarding against fraud, compliance breaches, and market volatility while maintaining regulatory compliance.
FRAUD DETECTION
Source of Funds Tracking
Elevate the transparency and integrity of investment transactions by closely monitoring the source of funds, and business status. With automated verification processes, mitigate the risk of fraudulent activities, for better security of the investment environment.
Use cases
Let's find your perfect match
The spektr platform offers much more beyond what we could fit on this page. Dive into our diverse range of use cases, ready to be customized to your (industry name) needs!
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Let’s get you started!
Integrate client data, automate compliance, and speed up onboarding with no-code tools that adapt to your needs. It’s that simple.
spektr as been certified by Mastermind Assurance LLC to ISO/IEC 27001:2022 (MMIND-24082301) and ISO/IEC 42001:2023 (MMIND-24102801).
